Wind Energy Background

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Working Principle of Wind Turbine

Wind is air in motion. It is a form of solar energy. Solar radiation heats every part of the Earth’s surface unevenly due to irregularities and rotation of earth. The flow of wind patterns are modified by the earth's terrain, bodies of water, and vegetative cover. When air moves, causing wind, it has kinetic energy. The kinetic energy of wind can be captured by a wind turbine and converted to other forms of energy such as electricity or mechanical power.

Sources:Wind Energy Basics,How Wind Turbines Work

Horizontal Axis and Vertical Axis Wind Turbines

Wind turbines are mainly classified into two types based on the axis in which turbine rotates. They are Horizontal axis wind turbine(HAWT) and vertical axis wind turbine (VAWT). The table below presented, describes the advantages and disadvantages of HAWT's and VAWT's.

Horizontal axis wind turbines Vertical axis wind turbines
  • It is mounted on top of a tower ,requires huge towers leads to complex in operation, maintenance and high initial costs.
  • It operates only with upstream or down stream wind directions.
  • It can be constructed in off-shores.
  • It produces large amount of electricity with high efficiency.
  • These are easy to build and maintain, safer, easier to transport and they can be mounted close to the ground.
  • These can handle much turbulence in wind than horizontal wind turbines.
  • Mostly it can be constructed with two blades
  • It operates with any direction of wind
  • Production of electricity is less due to low wind speeds near to ground

Source:Different types of wind turbines

Horizontal Axis Wind Turbines


All grid-connected commercial wind turbines today are built with a horizontal axis type rotor which is installed on top of a tower. Most horizontal axis turbines built today are two- or three-bladed, although some have fewer or more blades. The purpose of the rotor is to convert the linear motion of the wind into rotational energy that can be used to drive a generator. Most of the systems have a gearbox, which turns the slow rotation of the blades into a quicker rotation that is more suitable to drive an electrical generator.

Click on the link below to see detailed description about horizontal axis wind turbines.
Different Types and Parts of a Horizontal Axis Wind Turbines

Electrical Generating Systems

The various types of electrical generating systems used in wind energy systems are shown in figure.


Source:Wind Turbine Generators

The most commonly used generator systems applied in wind turbines are are explained below.

Fixed speed generating systems Variable speed generating systems Doubly fed induction generator
Advantages * Simple and low cost

* Low maintenance

* Complete control of real and reactive powers

* High energy efficiency

* Reduced capacity converter

* Decoupled control of active and reactive power flow

* Smooth grid connection

Drawbacks * No control on real and reactive power

* Less optimum power extraction capability

* Poor power factor

* High mechanical stress on turbine mechanical components

* Additional cost of power electronics

* Limited fault ride through capability

* Regular maintenance of slip ring and gearbox

* Limited fault ride-through capability

Source:Inside wind turbines

In this report, a comprehensive analysis of patent and non-patent literature is done with a focus on Doubly-fed induction generator systems.

Wind Turbine Control Systems

As the wind turbines increases in size and power, control systems plays a major role to operate wind turbines in safe region and also to improve efficiency and quality of power conversion. The main objectives of wind turbine control systems is

  • Energy capture : Operating the wind turbine to extract maximum amount of energy considering safe restrictions like rated power, rated speed, cut-out wind speed etc.,
  • Mechanical loads: protecting the systems from transient loads.
  • Power quality: Conditioning the generated power with grid interconnection standards.

The various control techniques used in wind turbines are shown in table below

Source:Blade Pitch Control
Control System Pitch contol Yaw control Stall control Generator torque control
The rotation of horizontal axis wind turbine around its tower to orient the turbine in upwind or down wind direction.

Source:Wind Turbine Control Methods

Stall control works by increasing the angle at which the relative wind strikes the blades (angle of attack). As the wind speed increases drag force on the blade increase and lift force gets reduces, thus finally reduces the speed of turbine.A fully stalled turbine blade, when stopped, has the flat side of the blade facing directly into the wind. Compare with furling.

Source:Stall-control basics

As the aerodynamic torque control changes, rotor speed changes. it changes the output power frequency. A frequency converter is connected in between generator and the network to maintain generator power constant.

SourceWind Energy Control

Fig 16(a) Pitch control
Fig 16(b) Yaw control

Taxonomy for Wind Turbines

A detailed taxonomy is presented which covers Parts, Types, Control Systems, Generating systems and Applications of wind turbines.


IPC Classifications

A majority of patents describing wind turbines or wind energy are classified in the following IPC classifications.

S.NO IPC Classification Description
1 F03D Machines or engines for liquids; wind, spring, or weight motors; producing mechanical power or a reactive propulsive thrust / Wind motors
2 F16C Engineering elements or units; general measures for producing and maintaining effective functioning of machines or installations; thermal insulation in general/ Shafts; flexible shafts; elements of crankshaft mechanisms; rotary bodies other than gearing elements; bearings
3 F16H Engineering elements or units; general measures for producing and maintaining effective functioning of machines or installations; thermal insulation in general / Gearing
4 F03B Machines or engines for liquids; wind, spring, or weight motors; producing mechanical power or a reactive propulsive thrust / Machines or engines for liquids
5 H02K Generation, conversion, or distribution of electric power / Dynamo-electric machines
6 H02P Generation, conversion, or distribution of electric power / Control or regulation of electric motors, generators, or dynamo-electric converters; controlling transformers, reactors or choke coils
7 H02M Generation, conversion, or distribution of electric power / Apparatus for conversion between ac and ac, between ac and dc, or between dc and dc, and for use with mains or similar power supply systems; conversion of dc or ac input power into surge output power; control or regulation
8 H02J Generation, conversion, or distribution of electric power / Circuit arrangements or systems for supplying or distributing electric power; systems for storing electric energy
9 G06F Computing; calculating; counting /Electric digital data processing
10 G05F Controlling; regulating / Systems for regulating electric or magnetic variables
11 H02H Generation, conversion, or distribution of electric power / Emergency protective circuit arrangements

Major Players

Major players in the Wind Energy sector include: General Electric, Vestas Wind Systems, Siemens AG, Mitsubishi Ltd, REPower Systems AG, Gamesa Innovation & Technology, Enercon, Nordex, Suzlon and Sinovel Wind Group Co. Ltd.

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